Applying for a Limited Australian Financial Services Licence (LAFSL) for Accountants

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Packages to help Accountants keep their Limited AFSL

In conjunction with Licensing for Accountants, we have developed an offering that includes:
  • advice documents (FSG, SOA);
  • resource library (AFSL Compliance Manual, adviser policies and procedures);
  • ongoing training (face-to-face sessions, webinars); and
  • tailored monthly regulatory updates (T-REX).
Click here to view dates/locations/format for each workshop session of the first intake.

Click here to view dates/locations/format for each workshop session of the second intake.

Click here to view dates/locations/format for each workshop session of the third intake.

Applications need to be made as soon as possible so you can secure your spot.

Email: info@l4a.com.au or phone 1300 930 328 to sign up now.
 

What have people said about our training workshop?

  • "The programme provides guides, tools and deals with practical issues that we have encountered; also getting feedback from other participants." Karen Khor (Warnocks Chartered Accountants)
  • "Excellent blend of instructors and participants.  Practical, ice-breaking." George Dingli (Warnocks Chartered Accountants)
  • "The programme was flexible, whilst providing information" John Pititto (Mead Partners)

Packages to help Accountants get a Limited AFSL

We act for accountants, professional accounting bodies, financial planners, stockbrokers, banks and other financial institutions.  Our licensing team includes an ex-ASIC licensing analyst, lawyers and paralegals who have helped hundreds of businesses obtain or vary their AFSLs and ACLs.  There are 3 ways that we can help accountants get their limited AFSL:



 Download this Limited AFSL Pricing Kit

Are you ready to take the plunge?

Upskill yourself with these free resources before making your decision:

  1. Our three-part blog series on the limited licence regime 
  2. ASIC’s guidance 
  3. The law 
  4. Our free compliance forum and LinkedIn group for people interested in AFSL and ACL compliance issues 

 

Contact us

Our team are experts in financial services and commercial law and compliance.   We offer a free 30-minute consultation so you can decide whether we are right for you.  We have staff in Melbourne – who also regularly travel to Sydney – who can meet you face-to-face, or you can contact us by phone or email.

Paul Derham  Fiona McCord 
Partner Lawyer 
Melbourne  Melbourne 
T: 03 9670 8200  T: 03 9670 8200 
E: pauld@hnlaw.com.au   E: fionam@hnlaw.com.au


AFS Licensing